Haas Bradley J.'s Form 4 filing
Levi Strauss & Co (LEVI) · filed Jul 12, 2021
- Accession no.
- 0001567619-21-013227
- Filed
- Jul 12, 2021
- Trade date
- Jul 8-9, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.31M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haas Bradley J.CIK 0001791584 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2021 | Class A Common Stock | CConversionAcquired | +8,880 | $0.00F2 | $0 | 8,880 | Direct | |
| Jul 8, 2021 | Class A Common Stock | SSaleDisposed | −8,880 | $28.05F4 | −$249,084 | 0 | Direct | |
| Jul 9, 2021 | Class A Common Stock | CConversionAcquired | +36,822 | $0.00F2 | $0 | 36,822 | Direct | |
| Jul 9, 2021 | Class A Common Stock | SSaleDisposed | −36,822 | $28.89F5 | −$1,063,787.58 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.
- F4
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.22 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F5
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $29.79 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.