Third Point LLC's Form 4 filing
SentinelOne, Inc. (S) · filed Jul 7, 2021
- Accession no.
- 0001567619-21-013073
- Filed
- Jul 7, 2021, 4:55 PM ET
- Trade date
- Apr 9-Jul 6, 2021
- Filing delay
- 89 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 11 derivative transactions. Open-market purchases total $81.1M. It was filed 89 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Third Point LLCCIK 0001040273 | 10% Owner |
| Loeb Daniel SCIK 0001300345 | 10% Owner, Other: See Footnote 1 |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Class A common stock, par value $0.0001 per share | PPurchaseAcquired | +143,575 | $35.00F3 | +$5,025,125 | 143,575 | Indirect | |
| Jul 2, 2021 | Class A common stock, par value $0.0001 per share | PPurchaseAcquired | +700,000 | $35.00F3 | +$24,500,000 | 843,575 | Indirect | |
| Jul 2, 2021 | Class A common stock, par value $0.0001 per share | PPurchaseAcquired | +922,116 | $43.73F4 | +$40,322,657.29 | 1,765,691 | Indirect | |
| Jul 6, 2021 | Class A common stock, par value $0.0001 per share | PPurchaseAcquired | +227,884 | $49.52 | +$11,283,858.57 | 1,993,575 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 9, 2021 | Class A common stock, par value $0.0001 per share | PPurchaseAcquired | +62,041 | $23.00 | +$1,426,943 | 62,041 | Indirect | |
| Jul 2, 2021 | Class B common stock, par value $0.0001 per share | CConversionDisposed | −10,628,511 | $0.00 | $0 | 0 | Indirect | |
| Jul 2, 2021 | Class B common stock, par value $0.0001 per share | CConversionDisposed | −5,727,300 | $0.00 | $0 | 0 | Indirect | |
| Jul 2, 2021 | Class B common stock, par value $0.0001 per share | CConversionDisposed | −2,436,549 | $0.00 | $0 | 0 | Indirect | |
| Jul 2, 2021 | Class B common stock, par value $0.0001 per share | CConversionDisposed | −3,465,307 | $0.00 | $0 | 0 | Indirect | |
| Jul 2, 2021 | Class B common stock, par value $0.0001 per share | CConversionDisposed | −2,199,199 | $0.00 | $0 | 0 | Indirect | |
| Jul 2, 2021 | Class A common stock, par value $0.0001 per share | CConversionAcquired | +10,628,511 | $0.00 | $0 | 10,690,552 | Indirect | |
| Jul 2, 2021 | Class A common stock, par value $0.0001 per share | CConversionAcquired | +5,727,300 | $0.00 | $0 | 16,417,852 | Indirect | |
| Jul 2, 2021 | Class A common stock, par value $0.0001 per share | CConversionAcquired | +2,436,549 | $0.00 | $0 | 18,854,401 | Indirect | |
| Jul 2, 2021 | Class A common stock, par value $0.0001 per share | CConversionAcquired | +3,465,307 | $0.00 | $0 | 22,319,708 | Indirect | |
| Jul 2, 2021 | Class A common stock, par value $0.0001 per share | CConversionAcquired | +2,199,199 | $0.00 | $0 | 24,518,907 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
See Exhibit 99.1.
Referenced by the price of 2 transactions in Table I.
- F4
See Exhibit 99.1.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit List Exhibit 99.1 - Explanation of Responses The Power of Attorney granted by Daniel S. Loeb in favor of William Song and Joshua L. Targoff, dated February 17, 2021, was previously filed with the SEC on March 4, 2021 as Exhibit 24 to the Form 4 filed by Third Point LLC and Daniel S. Loeb with respect to Radius Global Infrastructure Inc. and is incorporated herein by reference.