Lorentzen Ole Peter's Form 4 filing
Energy Recovery, Inc. (ERII) · filed Jul 6, 2021
- Accession no.
- 0001567619-21-013025
- Filed
- Jul 6, 2021
- Trade date
- Jul 1-2, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $4.17M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lorentzen Ole PeterCIK 0001429459 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock | SSaleDisposed | −161,431 | $22.67 | −$3,659,640.77 | 6,678,903 | Indirect | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −23,664 | $21.75 | −$514,692 | 6,655,239 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.