Du Ying's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Jul 2, 2021
- Accession no.
- 0001567619-21-012954
- Filed
- Jul 2, 2021
- Trade date
- Jul 1-2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $19.5M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Du YingCIK 0001731790 | Director, Officer (Chairwoman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Ordinary Shares | MOption exerciseAcquired | +111,111 | $0.60 | +$66,666.6 | 1,119,764 | Direct | |
| Jul 1, 2021 | Ordinary Shares | SSaleDisposed | −41,277 | $174.05 | −$7,184,261.85 | 1,078,487 | Direct | |
| Jul 1, 2021 | Ordinary Shares | SSaleDisposed | −6,670 | $175.16 | −$1,168,317.2 | 1,071,817 | Direct | |
| Jul 1, 2021 | Ordinary Shares | SSaleDisposed | −4,411 | $176.04 | −$776,512.44 | 1,067,406 | Direct | |
| Jul 1, 2021 | Ordinary Shares | SSaleDisposed | −8,758 | $177.14 | −$1,551,392.12 | 1,058,648 | Direct | |
| Jul 1, 2021 | Ordinary Shares | SSaleDisposed | −21,877 | $178.22 | −$3,898,918.94 | 1,036,771 | Direct | |
| Jul 1, 2021 | Ordinary Shares | SSaleDisposed | −865 | $178.83 | −$154,687.95 | 1,035,906 | Direct | |
| Jul 2, 2021 | Ordinary Shares | SSaleDisposed | −14,394 | $174.97 | −$2,518,518.18 | 1,021,512 | Direct | |
| Jul 2, 2021 | Ordinary Shares | SSaleDisposed | −11,849 | $175.55 | −$2,080,091.95 | 1,009,663 | Direct | |
| Jul 2, 2021 | Ordinary Shares | SSaleDisposed | −527 | $176.76 | −$93,152.52 | 1,009,136 | Direct | |
| Jul 2, 2021 | Ordinary Shares | SSaleDisposed | −483 | $177.84 | −$85,896.72 | 1,008,653 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Ordinary Shares | MOption exerciseAcquired | +111,111 | $0.00 | $0 | 1,111,387 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Power of Attorney given by Ms. Du was previously filed with the U.S. Securities and Exchange Commission on January 4, 2021 as an exhibit to the Form 3 filed by Ms. Du.