Keim Michael S's Form 4 filing
Univest Financial Corp (UVSP) · filed Sep 19, 2024
- Accession no.
- 0001566245-24-000014
- Filed
- Sep 19, 2024
- Trade date
- Sep 17-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $158.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keim Michael SCIK 0001566245 | Officer (Senior EVP & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2024 | Common | MOption exerciseAcquired | +1,902 | $19.68 | +$37,431.36 | 57,581.08 | Direct | |
| Sep 17, 2024 | Common | SSaleDisposed | −1,902 | $28.43 | −$54,073.86 | 55,679.08 | Direct | |
| Sep 18, 2024 | Common | MOption exerciseAcquired | +3,633 | $19.68 | +$71,497.44 | 59,312.08 | Direct | |
| Sep 18, 2024 | Common | SSaleDisposed | −3,633 | $28.76 | −$104,485.08 | 55,679.08 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2024 | Common | MOption exerciseDisposed | −1,902 | $0.00 | $0 | 3,633 | Direct | |
| Sep 18, 2024 | Common | MOption exerciseDisposed | −3,633 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.