Smith G Stacy's Form 4 filing
Independent Bank Group, Inc. (IBTX) · filed Jan 28, 2022
- Accession no.
- 0001564618-22-000028
- Filed
- Jan 28, 2022
- Trade date
- Jan 27-28, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $1.43M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith G StacyCIK 0001056313 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 27, 2022 | Common Stock | SSaleDisposed | −6,998 | $75.30F1 | −$526,949.4 | 63,973 | Direct | |
| Jan 27, 2022 | Common Stock | SSaleDisposed | −2,002 | $77.23F2 | −$154,614.46 | 61,971 | Direct | |
| Jan 28, 2022 | Common Stock | SSaleDisposed | −9,241 | $74.32F3 | −$686,791.12 | 52,730 | Direct | |
| Jan 28, 2022 | Common Stock | SSaleDisposed | −759 | $75.01F4 | −$56,932.59 | 51,971 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $75.00 to $76.00, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $76.75 to $77.50, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $73.90 to $74.90, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $74.92 to $75.16, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
Referenced by the price of 1 transaction in Table I.