Clark Bernard J.'s Form 4 filing
Schwab Charles Corp (SCHW) · filed Jun 14, 2024
- Accession no.
- 0001564429-24-000006
- Filed
- Jun 14, 2024
- Trade date
- Jun 12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $612.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clark Bernard J.CIK 0001564429 | Officer (MD Head of Advisor Services) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2024 | Common Stock | MOption exerciseAcquired | +8,164 | $52.05 | +$424,936.2 | 0 | Direct | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −8,164 | $75.00 | −$612,300 | 121,665.94 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2024 | Common Stock | MOption exerciseDisposed | −8,164 | $0.00 | $0 | 44,251 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.