Hart Gregory M.'s Form 4 filing
Compass, Inc. (COMP) · filed Dec 5, 2023
- Accession no.
- 0001563190-23-000233
- Filed
- Dec 5, 2023
- Trade date
- Dec 1-5, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $58.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hart Gregory M.CIK 0001847374 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Class A Common Stock | SSaleDisposed | −24,604 | $2.39F2 | −$58,803.56 | 872,199 | Direct | |
| Dec 5, 2023 | Class A Common Stock | MOption exerciseAcquired | +17,280 | $0.00F3 | $0 | 889,479 | Direct | |
| Dec 5, 2023 | Class A Common Stock | FTax withholdingDisposed | −6,800 | $2.56 | −$17,408 | 882,679 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2023 | Class A Common Stock | MOption exerciseDisposed | −17,280 | $0.00 | $0 | 311,150 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.48 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
Referenced by the price of 1 transaction in Table I.