Wilkie Danielle J.'s Form 4 filing
Compass, Inc. (COMP) · filed Oct 7, 2022
- Accession no.
- 0001563190-22-000160
- Filed
- Oct 7, 2022
- Trade date
- Oct 5-7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.16K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wilkie Danielle J.CIK 0001847349 | Officer (President, Customer Success) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2022 | Class A Common Stock | MOption exerciseAcquired | +1,986 | $0.00F1 | $0 | 2,288 | Direct | |
| Oct 5, 2022 | Class A Common Stock | FTax withholdingDisposed | −575 | $2.55 | −$1,466.25 | 1,713 | Direct | |
| Oct 7, 2022 | Class A Common Stock | SSaleDisposed | −1,109 | $2.85 | −$3,160.65 | 604 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2022 | Class A Common Stock | MOption exerciseDisposed | −1,560 | $0.00 | $0 | 40,630 | Direct | |
| Oct 5, 2022 | Class A Common Stock | MOption exerciseDisposed | −426 | $0.00 | $0 | 853 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
Referenced by the price of 1 transaction in Table I.