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Bottoms Dave's Form 4 filing

Upwork, Inc (UPWK) · filed May 19, 2025

Accession no.
0001562180-25-004026
Filed
May 19, 2025
Trade date
May 15-19, 2025
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $52.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bottoms DaveCIK 0002019194Officer (GM, Marketplace)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 15, 2025Common StockSSaleDisposed−1,009$17.14−$17,294.260Direct
May 18, 2025Common StockMOption exerciseAcquired+3,750––3,750Direct
May 19, 2025Common StockSSaleDisposed−2,130$16.66−$35,485.81,620Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 18, 2025Common StockMOption exerciseDisposed−3,750$0.00$026,250Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)