Cox James S's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed May 16, 2025
- Accession no.
- 0001562180-25-003941
- Filed
- May 16, 2025
- Trade date
- May 15, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $446.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox James SCIK 0001441361 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2025 | Class A Common Stock | MOption exerciseAcquired | +34,114 | $4.40 | +$150,101.6 | 392,999 | Direct | |
| May 15, 2025 | Class A Common Stock | FTax withholdingDisposed | −20,414 | $23.90 | −$487,894.6 | 372,585 | Direct | |
| May 15, 2025 | Class A Common Stock | SSaleDisposed | −13,700 | $23.90F3 | −$327,430 | 358,885 | Direct | |
| May 15, 2025 | Class A Common Stock | SSaleDisposed | −5,000 | $23.90F4 | −$119,500 | 353,885 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2025 | Class A Common Stock | MOption exerciseDisposed | −34,114 | $0.00 | $0 | 390,757 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $23.6000 USD to $24.0800 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $23.6300 USD to $24.0700 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.