Cox James S's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Apr 17, 2025
- Accession no.
- 0001562180-25-003181
- Filed
- Apr 17, 2025
- Trade date
- Apr 15, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $433.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox James SCIK 0001441361 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 15, 2025 | Class A Common Stock | MOption exerciseAcquired | +34,358 | $4.40 | +$151,175.2 | 398,243 | Direct | |
| Apr 15, 2025 | Class A Common Stock | FTax withholdingDisposed | −20,658 | $23.18 | −$478,852.44 | 377,585 | Direct | |
| Apr 15, 2025 | Class A Common Stock | SSaleDisposed | −13,700 | $23.12F3 | −$316,744 | 363,885 | Direct | |
| Apr 15, 2025 | Class A Common Stock | SSaleDisposed | −5,000 | $23.32F4 | −$116,600 | 358,885 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 15, 2025 | Class A Common Stock | MOption exerciseDisposed | −34,358 | $0.00 | $0 | 424,871 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $22.80 USD to $23.42 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $23.04 USD to $23.43 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.