Capers Dorothy Trefon's Form 4 filing
Xylem Inc. (XYL) · filed Mar 6, 2025
- Accession no.
- 0001562180-25-002143
- Filed
- Mar 6, 2025
- Trade date
- Mar 4-5, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.53M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Capers Dorothy TrefonCIK 0001905353 | Officer (SVP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2025 | Common Stock | MOption exerciseAcquired | +7,868 | $86.76 | +$682,627.68 | 15,883 | Direct | |
| Mar 4, 2025 | Common Stock | MOption exerciseAcquired | +4,158 | $101.09 | +$420,332.22 | 20,041 | Direct | |
| Mar 4, 2025 | Common Stock | SSaleDisposed | −12,026 | $127.26F1 | −$1,530,428.76 | 8,015 | Direct | |
| Mar 5, 2025 | Common Stock | AGrant or awardAcquired | +1,398 | $129.67 | +$181,278.66 | 9,413 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2025 | Common Stock | MOption exerciseDisposed | −4,158 | $0.00 | $0 | 2,079 | Direct | |
| Mar 4, 2025 | Common Stock | MOption exerciseDisposed | −7,868 | $0.00 | $0 | 0 | Direct | |
| Mar 5, 2025 | Common Stock | AGrant or awardAcquired | +4,905 | $129.67 | +$636,031.35 | 4,905 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 12,026 Shares were executed at a range of prices from $125.25 to $125.35. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.