Cox James S's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Feb 18, 2025
- Accession no.
- 0001562180-25-001248
- Filed
- Feb 18, 2025
- Trade date
- Feb 13-18, 2025
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $511.0K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox James SCIK 0001441361 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2025 | Class A Common Stock | MOption exerciseAcquired | +33,176 | $4.40 | +$145,974.4 | 313,033 | Direct | |
| Feb 18, 2025 | Class A Common Stock | FTax withholdingDisposed | −19,476 | $27.33 | −$532,279.08 | 293,557 | Direct | |
| Feb 18, 2025 | Class A Common Stock | SSaleDisposed | −13,700 | $27.31F3 | −$374,147 | 279,857 | Direct | |
| Feb 18, 2025 | Class A Common Stock | SSaleDisposed | −5,000 | $27.37F4 | −$136,850 | 274,857 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2025 | Class A Common Stock | MOption exerciseDisposed | −33,176 | $0.00 | $0 | 492,586 | Direct | |
| Feb 13, 2025 | Class A Common Stock | AGrant or awardAcquired | +125,000 | $0.00 | $0 | 125,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $26.83 USD to $27.66 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $26.88 USD to $27.65 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.