Clemente Christopher's Form 4 filing
Comstock Holding Companies, Inc. (CHCI) · filed Jan 14, 2025
- Accession no.
- 0001562180-25-000370
- Filed
- Jan 14, 2025
- Trade date
- Jan 10-11, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 6 derivative transactions. Open-market sales total $36.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clemente ChristopherCIK 0001311081 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2025 | Class A Common Stock, $0.01 par value | MOption exerciseAcquired | +12,000 | $2.14 | +$25,680 | 70,838 | Indirect | |
| Jan 10, 2025 | Class A Common Stock, $0.01 par value | XIn-the-money exerciseAcquired | +5,000 | $8.18F2 | +$40,900 | 75,838 | Indirect | |
| Jan 10, 2025 | Class A Common Stock, $0.01 par value | SSaleDisposed | −4,443 | $8.18F2 | −$36,343.74 | 71,395 | Indirect | |
| Jan 11, 2025 | Class A Common Stock, $0.01 par value | MOption exerciseAcquired | +1,980 | $0.00 | $0 | 73,375 | Indirect | |
| Jan 11, 2025 | Class A Common Stock, $0.01 par value | MOption exerciseAcquired | +2,500 | $0.00 | $0 | 75,875 | Indirect | |
| Jan 11, 2025 | Class A Common Stock, $0.01 par value | MOption exerciseAcquired | +2,730 | $0.00 | $0 | 78,605 | Indirect | |
| Jan 11, 2025 | Class A Common Stock, $0.01 par value | MOption exerciseAcquired | +2,724 | $0.00 | $0 | 81,329 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2025 | Class A Common Stock, $0.01 par value | MOption exerciseDisposed | −12,000 | $0.00 | $0 | 0 | Indirect | |
| Jan 10, 2025 | Class A Common Stock, $0.01 par value | XIn-the-money exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Indirect | |
| Jan 11, 2025 | Class A Common Stock, $0.01 par value | MOption exerciseDisposed | −1,980 | $0.00 | $0 | 0 | Indirect | |
| Jan 11, 2025 | Class A Common Stock, $0.01 par value | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 2,500 | Indirect | |
| Jan 11, 2025 | Class A Common Stock, $0.01 par value | MOption exerciseDisposed | −2,730 | $0.00 | $0 | 5,458 | Indirect | |
| Jan 11, 2025 | Class A Common Stock, $0.01 par value | MOption exerciseDisposed | −2,724 | $0.00 | $0 | 8,171 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reporting person's spouse paid the exercise price on a cashless basis. The warrant strike price was $7.27, however the cashless exercise price per the terms of the warrant agreement was calculated to be $8.18, which is the average close price of CHCI common stock for the 20 days preceding the transaction date.
Referenced by the price of 2 transactions in Table I.