Zagorsek Michael's Form 4 filing
Soundhound AI, Inc. (SOUN) · filed Dec 18, 2024
- Accession no.
- 0001562180-24-008485
- Filed
- Dec 18, 2024
- Trade date
- Dec 16-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $8.35M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zagorsek MichaelCIK 0001921640 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2024 | Class A Common Stock | MOption exerciseAcquired | +138,906 | $2.16 | +$300,036.96 | 1,612,228 | Direct | |
| Dec 16, 2024 | Class A Common Stock | SSaleDisposed | −138,906 | $17.63F2 | −$2,448,912.78 | 1,473,322 | Direct | |
| Dec 18, 2024 | Class A Common Stock | MOption exerciseAcquired | +138,906 | $2.16 | +$300,036.96 | 1,612,228 | Direct | |
| Dec 18, 2024 | Class A Common Stock | SSaleDisposed | −138,906 | $20.00F3 | −$2,778,120 | 1,473,322 | Direct | |
| Dec 18, 2024 | Class A Common Stock | MOption exerciseAcquired | +138,906 | $2.16 | +$300,036.96 | 1,612,228 | Direct | |
| Dec 18, 2024 | Class A Common Stock | SSaleDisposed | −138,906 | $22.50 | −$3,125,385 | 1,473,322 | Direct | |
| Dec 18, 2024 | Class A Common Stock | MOption exerciseAcquired | +1 | $2.18 | +$2.18 | 1,473,323 | Direct | |
| Dec 18, 2024 | Class A Common Stock | SSaleDisposed | −1 | $22.50 | −$22.5 | 1,473,322 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2024 | Class A Common Stock | MOption exerciseDisposed | −138,906 | $0.00 | $0 | 277,812 | Direct | |
| Dec 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −1 | $0.00 | $0 | 138,905 | Direct | |
| Dec 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −138,906 | $0.00 | $0 | 138,906 | Direct | |
| Dec 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −138,906 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades during the day at prices ranging from $17.50 to $17.77. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades during the day at prices ranging from $20.00 to $20.05. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.