Cox James S's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Dec 17, 2024
- Accession no.
- 0001562180-24-008444
- Filed
- Dec 17, 2024
- Trade date
- Dec 16, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $554.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox James SCIK 0001441361 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2024 | Class A Common Stock | MOption exerciseAcquired | +32,618 | $4.40 | +$143,519.2 | 251,662 | Direct | |
| Dec 16, 2024 | Class A Common Stock | FTax withholdingDisposed | −18,918 | $29.65 | −$560,918.7 | 232,744 | Direct | |
| Dec 16, 2024 | Class A Common Stock | SSaleDisposed | −13,700 | $29.65F2 | −$406,205 | 219,044 | Direct | |
| Dec 16, 2024 | Class A Common Stock | SSaleDisposed | −5,000 | $29.65F3 | −$148,250 | 214,044 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2024 | Class A Common Stock | MOption exerciseDisposed | −32,618 | $0.00 | $0 | 9,365 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $29.50 USD to $29.83 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $29.50 USD to $29.85 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.