Mohajer Keyvan's Form 4 filing
Soundhound AI, Inc. (SOUN) · filed Dec 10, 2024
- Accession no.
- 0001562180-24-008315
- Filed
- Dec 10, 2024
- Trade date
- Dec 6-9, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mohajer KeyvanCIK 0001917995 | Director, Officer (CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2024 | Class A Common Stock | MOption exerciseAcquired | +368,041 | $2.18 | +$802,329.38 | 2,667,189 | Direct | |
| Dec 6, 2024 | Class A Common Stock | SSaleDisposed | −368,041 | $15.00F2 | −$5,520,615 | 2,299,148 | Direct | |
| Dec 9, 2024 | Class A Common Stock | MOption exerciseAcquired | +465,394 | $2.18 | +$1,014,558.92 | 2,764,542 | Direct | |
| Dec 9, 2024 | Class A Common Stock | SSaleDisposed | −465,394 | $15.04F3 | −$6,999,525.76 | 2,299,148 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2024 | Class A Common Stock | MOption exerciseDisposed | −368,041 | $0.00 | $0 | 465,394 | Direct | |
| Dec 9, 2024 | Class A Common Stock | MOption exerciseDisposed | −465,394 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades during the day at prices ranging from $15.00 to $15.08. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades during the day at prices ranging from $15.00 to $15.23. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.