Ball Eric R.'s Form 4 filing
Soundhound AI, Inc. (SOUN) · filed Nov 25, 2024
- Accession no.
- 0001562180-24-007961
- Filed
- Nov 25, 2024
- Trade date
- Nov 22-25, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $809.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ball Eric R.CIK 0001588852 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2024 | Class A Common Stock | SSaleDisposed | −50,000 | $8.00 | −$400,000 | 521,756 | Indirect | |
| Nov 22, 2024 | Class A Common Stock | SSaleDisposed | −20,000 | $8.42F3 | −$168,400 | 501,756 | Indirect | |
| Nov 25, 2024 | Class A Common Stock | SSaleDisposed | −30,000 | $8.03F4 | −$240,900 | 110,907 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades during the day at prices ranging from $8.41 to $8.43. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades during the day at prices ranging from $8.03 to $8.05. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.