Cox James S's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Nov 18, 2024
- Accession no.
- 0001562180-24-007746
- Filed
- Nov 18, 2024
- Trade date
- Nov 15, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $567.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox James SCIK 0001441361 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +32,490 | $4.40 | +$142,956 | 256,534 | Direct | |
| Nov 15, 2024 | Class A Common Stock | FTax withholdingDisposed | −18,790 | $30.34 | −$570,088.6 | 237,744 | Direct | |
| Nov 15, 2024 | Class A Common Stock | SSaleDisposed | −13,700 | $30.34F2 | −$415,658 | 224,044 | Direct | |
| Nov 15, 2024 | Class A Common Stock | SSaleDisposed | −5,000 | $30.33F3 | −$151,650 | 219,044 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −32,490 | $0.00 | $0 | 41,983 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $30.00 USD to $30.62 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $30.01 USD to $30.60 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.