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Koeppen Christopher's Form 4 filing

Coherent Corp. (COHR) · filed Nov 18, 2024

Accession no.
0001562180-24-007738
Filed
Nov 18, 2024
Trade date
Nov 14-15, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $620.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Koeppen ChristopherCIK 0001781635Officer (Chief Innovation Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 14, 2024Common StockMOption exerciseAcquired+1,740$35.25+$61,33567,888Direct
Nov 14, 2024Common StockMOption exerciseAcquired+1,380$49.90+$68,86269,268Direct
Nov 14, 2024Common StockSSaleDisposed−4,176$103.18−$430,879.6865,092Direct
Nov 15, 2024Common StockSSaleDisposed−400$92.87F2−$37,14864,692Direct
Nov 15, 2024Common StockSSaleDisposed−500$94.19F3−$47,09564,192Direct
Nov 15, 2024Common StockSSaleDisposed−692$95.28F4−$65,933.7663,500Direct
Nov 15, 2024Common StockSSaleDisposed−308$96.73F5−$29,792.8463,192Direct
Nov 15, 2024Common StockSSaleDisposed−100$98.03−$9,80363,092Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 14, 2024Common StockMOption exerciseDisposed−1,740$0.00$00Direct
Nov 14, 2024Common StockMOption exerciseDisposed−1,380$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average of multiple sale transactions ranging in price from $92.48 to $93.10. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average of multiple sale transactions ranging in price from $93.91 to $94.57. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average of multiple sale transactions ranging in price from $95.08 to $95.52. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average of multiple sale transactions ranging in price from $96.46 to $97.07. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)