Elliott Brad S's Form 4 filing
Equity Bancshares Inc (EQBK) · filed Sep 20, 2024
- Accession no.
- 0001562180-24-006890
- Filed
- Sep 20, 2024
- Trade date
- Sep 18-19, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $168.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elliott Brad SCIK 0001656892 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,300 | $21.21 | +$48,783 | 154,279 | Direct | |
| Sep 18, 2024 | Class A Common Stock | SSaleDisposed | −2,300 | $42.64F2 | −$98,072 | 151,979 | Direct | |
| Sep 19, 2024 | Class A Common Stock | MOption exerciseAcquired | +893 | $21.21 | +$18,940.53 | 152,872 | Direct | |
| Sep 19, 2024 | Class A Common Stock | SSaleDisposed | −893 | $42.51F3 | −$37,961.43 | 151,979 | Direct | |
| Sep 19, 2024 | Class A Common Stock | MOption exerciseAcquired | +770 | $21.21 | +$16,331.7 | 152,749 | Direct | |
| Sep 19, 2024 | Class A Common Stock | SSaleDisposed | −770 | $42.52F3 | −$32,740.4 | 151,979 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,300 | $0.00 | $0 | 30,343 | Direct | |
| Sep 19, 2024 | Class A Common Stock | MOption exerciseDisposed | −893 | $0.00 | $0 | 29,450 | Direct | |
| Sep 19, 2024 | Class A Common Stock | MOption exerciseDisposed | −770 | $0.00 | $0 | 28,680 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $42.63 USD to $42.64 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $42.50 USD to $42.53 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 2 transactions in Table I.