Hazelbaker Jill's Form 4 filing
Uber Technologies, IncUBER · filed Sep 18, 2024
- Accession no.
- 0001562180-24-006875
- Filed
- Sep 18, 2024
- Trade date
- Sep 16, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.88M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hazelbaker JillCIK 0001775297 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Common Stock | MOption exerciseAcquired | +1,493 | –F1 | – | 165,004 | Direct | |
| Sep 16, 2024 | Common Stock | MOption exerciseAcquired | +2,546 | –F1 | – | 167,550 | Direct | |
| Sep 16, 2024 | Common Stock | MOption exerciseAcquired | +2,689 | –F1 | – | 170,239 | Direct | |
| Sep 16, 2024 | Common Stock | MOption exerciseAcquired | +1,699 | –F1 | – | 171,938 | Direct | |
| Sep 16, 2024 | Common Stock | FTax withholdingDisposed | −748 | $71.52 | −$53,496.96 | 171,190 | Direct | |
| Sep 16, 2024 | Common Stock | FTax withholdingDisposed | −1,357 | $71.52 | −$97,052.64 | 169,833 | Direct | |
| Sep 16, 2024 | Common Stock | FTax withholdingDisposed | −1,508 | $71.52 | −$107,852.16 | 168,325 | Direct | |
| Sep 16, 2024 | Common Stock | FTax withholdingDisposed | −973 | $71.52 | −$69,588.96 | 167,352 | Direct | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −40,000 | $72.00F3 | −$2,880,000 | 127,352 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Common Stock | MOption exerciseDisposed | −1,493 | $0.00 | $0 | 62,715 | Direct | |
| Sep 16, 2024 | Common Stock | MOption exerciseDisposed | −2,546 | $0.00 | $0 | 76,397 | Direct | |
| Sep 16, 2024 | Common Stock | MOption exerciseDisposed | −2,689 | $0.00 | $0 | 48,396 | Direct | |
| Sep 16, 2024 | Common Stock | MOption exerciseDisposed | −1,699 | $0.00 | $0 | 10,188 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 4 transactions in Table I.
- F3
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.06, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
SVP, Marketing and Public Affairs