Chen Herald Y's Form 4 filing
AppLovin Corp (APP) · filed Aug 26, 2024
- Accession no.
- 0001562180-24-006504
- Filed
- Aug 26, 2024
- Trade date
- Aug 22, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $27.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chen Herald YCIK 0001348636 | Director, Officer (President & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2024 | Class A Common Stock | CConversionAcquired | +268,791 | $0.00 | $0 | 331,209 | Direct | |
| Aug 22, 2024 | Class A Common Stock | SSaleDisposed | −105,389 | $89.13F3 | −$9,393,321.57 | 225,820 | Direct | |
| Aug 22, 2024 | Class A Common Stock | SSaleDisposed | −172,649 | $90.18F4 | −$15,569,486.82 | 53,171 | Direct | |
| Aug 22, 2024 | Class A Common Stock | SSaleDisposed | −21,962 | $90.93F5 | −$1,997,004.66 | 31,209 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2024 | Class B Common Stock | CConversionDisposed | −268,791 | –F6 | – | 1,417,467 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The sales were executed in multiple trades at prices ranging from $88.75 to $89.74. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F4
The sales were executed in multiple trades at prices ranging from $89.75 to $90.74. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F5
The sales were executed in multiple trades at prices ranging from $90.75 to $91.31. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F6
Shares of Class B Common Stock are exchangeable at any time, at the option of the Reporting Person and automatically in connection with certain transfers and upon certain other events, into an equal number of shares of Class A Common Stock.
Referenced by the price of 1 transaction in Table II.