Sethi Subi's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Aug 22, 2024
- Accession no.
- 0001562180-24-006451
- Filed
- Aug 22, 2024
- Trade date
- Aug 21, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 15 non-derivative transactions and 5 derivative transactions. Open-market sales total $522.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sethi SubiCIK 0001880112 | Officer (Chief Client Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2024 | Class A Common Stock | MOption exerciseAcquired | +17,069 | $4.40 | +$75,103.6 | 98,881 | Direct | |
| Aug 21, 2024 | Class A Common Stock | FTax withholdingDisposed | −9,398 | $24.36 | −$228,935.28 | 89,483 | Direct | |
| Aug 21, 2024 | Class A Common Stock | SSaleDisposed | −7,671 | $24.33F1 | −$186,635.43 | 81,812 | Direct | |
| Aug 21, 2024 | Class A Common Stock | MOption exerciseAcquired | +14,662 | $4.40 | +$64,512.8 | 96,474 | Direct | |
| Aug 21, 2024 | Class A Common Stock | FTax withholdingDisposed | −8,071 | $24.36 | −$196,609.56 | 88,403 | Direct | |
| Aug 21, 2024 | Class A Common Stock | SSaleDisposed | −6,591 | $24.32F2 | −$160,293.12 | 81,812 | Direct | |
| Aug 21, 2024 | Class A Common Stock | MOption exerciseAcquired | +7,931 | $4.40 | +$34,896.4 | 89,743 | Direct | |
| Aug 21, 2024 | Class A Common Stock | FTax withholdingDisposed | −4,367 | $24.36 | −$106,380.12 | 85,376 | Direct | |
| Aug 21, 2024 | Class A Common Stock | SSaleDisposed | −3,564 | $24.24F3 | −$86,391.36 | 81,812 | Direct | |
| Aug 21, 2024 | Class A Common Stock | MOption exerciseAcquired | +5,414 | $12.40 | +$67,133.6 | 87,226 | Direct | |
| Aug 21, 2024 | Class A Common Stock | FTax withholdingDisposed | −3,956 | $24.36 | −$96,368.16 | 83,270 | Direct | |
| Aug 21, 2024 | Class A Common Stock | SSaleDisposed | −1,458 | $24.35F4 | −$35,502.3 | 81,812 | Direct | |
| Aug 21, 2024 | Class A Common Stock | MOption exerciseAcquired | +4,924 | $4.40 | +$21,665.6 | 86,736 | Direct | |
| Aug 21, 2024 | Class A Common Stock | FTax withholdingDisposed | −2,711 | $24.36 | −$66,039.96 | 84,025 | Direct | |
| Aug 21, 2024 | Class A Common Stock | SSaleDisposed | −2,213 | $24.25F5 | −$53,665.25 | 81,812 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −17,069 | $0.00 | $0 | 8,945 | Direct | |
| Aug 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −14,662 | $0.00 | $0 | 2,680 | Direct | |
| Aug 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −7,931 | $0.00 | $0 | 25,125 | Direct | |
| Aug 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −5,414 | $0.00 | $0 | 144,586 | Direct | |
| Aug 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −4,924 | $0.00 | $0 | 4,021 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $24.33 USD to $24.35 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $24.32 USD to $24.34 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $24.24 USD to $24.31 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $24.35 USD to $24.36 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $24.25 USD to $24.31 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.