Cox James S's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Aug 19, 2024
- Accession no.
- 0001562180-24-006337
- Filed
- Aug 19, 2024
- Trade date
- Aug 15, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $323.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox James SCIK 0001441361 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +34,129 | $4.40 | +$150,167.6 | 266,632 | Direct | |
| Aug 15, 2024 | Class A Common Stock | FTax withholdingDisposed | −20,429 | $23.64 | −$482,941.56 | 246,203 | Direct | |
| Aug 15, 2024 | Class A Common Stock | SSaleDisposed | −13,700 | $23.64F2 | −$323,868 | 232,503 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −34,129 | $0.00 | $0 | 141,749 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $23.50 USD to $23.88 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.