Viana Antonio J's Form 4/A amendment
AmendedArteris, Inc. (AIP) · filed Jul 16, 2024
- Accession no.
- 0001562180-24-005759
- Filed
- Jul 16, 2024
- Trade date
- May 30-Jun 7, 2024
- Filing delay
- 47 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jun 10, 2024
This filing lists 5 non-derivative transactions. Open-market sales total $205.6K. It was filed 47 days after the trade.
This amendment replaces 0001562180-24-004891 (filed Jun 10, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Viana Antonio JCIK 0001888686 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 30, 2024 | Common Stock | GGiftDisposed | −2,781 | $0.00 | $0 | 48,315 | Direct | |
| May 30, 2024 | Common Stock | GGiftAcquired | +2,781 | $0.00 | $0 | 201,531 | Indirect | |
| Jun 6, 2024 | Common Stock | GGiftDisposed | −29,027 | $0.00 | $0 | 19,288 | Direct | |
| Jun 6, 2024 | Common Stock | GGiftAcquired | +29,027 | $0.00 | $0 | 230,558 | Indirect | |
| Jun 7, 2024 | Common Stock | SSaleDisposed | −26,191 | $7.85F5 | −$205,599.35 | 204,367 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.
- F2
Includes 19,287 restricted stock units.
- F3
Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022.
- F4
The original form 4 inadvertently overstated the number of shares sold. This amendment is being filed to correctly report the number of shares sold and the total number of shares beneficially owned following the reported transaction.
- F5
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.69 to $8.08 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.