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Steffan Timothy's Form 4 filing

Comstock Holding Companies, Inc. (CHCI) · filed Jul 11, 2024

Accession no.
0001562180-24-005692
Filed
Jul 11, 2024
Trade date
Jan 10-May 17, 2024
Filing delay
183 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 10 non-derivative transactions and 6 derivative transactions. Open-market sales total $46.6K. It was filed 183 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Steffan TimothyCIK 0001778330Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 10, 2024Class A Common Stock, $0.01 par valueMOption exerciseAcquired+2,790$0.00$083,362Direct
Jan 10, 2024Class A Common Stock, $0.01 par valueMOption exerciseAcquired+22,322$0.00$0105,684Direct
Jan 10, 2024Class A Common Stock, $0.01 par valueFTax withholdingDisposed−10,824––94,860Direct
Jan 11, 2024Class A Common Stock, $0.01 par valueMOption exerciseAcquired+1,444$0.00$096,304Direct
Jan 10, 2024Class A Common Stock, $0.01 par valueMOption exerciseAcquired+1,254$0.00$097,558Direct
Jan 11, 2024Class A Common Stock, $0.01 par valueMOption exerciseAcquired+1,398$0.00$098,956Direct
Jan 11, 2024Class A Common Stock, $0.01 par valueFTax withholdingDisposed−1,767––97,189Direct
Mar 13, 2024Class A Common Stock, $0.01 par valueAGrant or awardAcquired+6,930$0.00$0104,119Direct
Mar 13, 2024Class A Common Stock, $0.01 par valueFTax withholdingDisposed−2,987––101,132Direct
May 17, 2024Class A Common Stock, $0.01 par valueSSaleDisposed−5,911$7.89−$46,637.7995,221Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 10, 2024Class A Common Stock, $0.01 par valueMOption exerciseDisposed−2,790$0.00$00Direct
Jan 10, 2024Class A Common Stock, $0.01 par valueMOption exerciseDisposed−22,322$0.00$033,482Direct
Jan 11, 2024Class A Common Stock, $0.01 par valueMOption exerciseDisposed−1,444$0.00$01,443Direct
Jan 11, 2024Class A Common Stock, $0.01 par valueMOption exerciseDisposed−1,254$0.00$02,508Direct
Jan 11, 2024Class A Common Stock, $0.01 par valueMOption exerciseDisposed−1,398$0.00$04,192Direct
Jan 11, 2024Class A Common Stock, $0.01 par valueAGrant or awardAcquired+8,926$0.00$08,296Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)