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Steffan Timothy's Form 4 filing

Comstock Holding Companies, Inc.CHCI · filed Jul 11, 2024

Accession no.
0001562180-24-005691
Filed
Jul 11, 2024
Trade date
Jan 2, 2020-Apr 29, 2023
Filing delay
1,652 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 26 non-derivative transactions and 18 derivative transactions. Open-market sales total $21.9K. It was filed 1652 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Steffan TimothyCIK 0001778330Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 29, 2020Class A Common Stock, $0.01 par valueMOption exerciseAcquired+20,000$0.00$020,000Direct
Apr 29, 2020Class A Common Stock, $0.01 par valueFTax withholdingDisposed−6,020–F1–13,980Direct
Jan 10, 2021Class A Common Stock, $0.01 par valueMOption exerciseAcquired+2,790$0.00$016,770Direct
Jan 10, 2021Class A Common Stock, $0.01 par valueMOption exerciseAcquired+5,580$0.00$022,350Direct
Jan 10, 2021Class A Common Stock, $0.01 par valueFTax withholdingDisposed−2,510–F1–19,840Direct
Apr 29, 2021Class A Common Stock, $0.01 par valueMOption exerciseAcquired+20,000$0.00$039,840Direct
Apr 29, 2021Class A Common Stock, $0.01 par valueFTax withholdingDisposed−6,020–F1–33,820Direct
Jan 10, 2022Class A Common Stock, $0.01 par valueMOption exerciseAcquired+2,790$0.00$036,610Direct
Jan 10, 2022Class A Common Stock, $0.01 par valueMOption exerciseAcquired+11,161$0.00$047,771Direct
Jan 10, 2022Class A Common Stock, $0.01 par valueFTax withholdingDisposed−5,507–F1–42,264Direct
Jan 11, 2022Class A Common Stock, $0.01 par valueMOption exerciseAcquired+1,444$0.00$043,708Direct
Jan 11, 2022Class A Common Stock, $0.01 par valueFTax withholdingDisposed−516–F1–43,192Direct
Apr 29, 2022Class A Common Stock, $0.01 par valueMOption exerciseAcquired+20,000$0.00$063,192Direct
Apr 29, 2022Class A Common Stock, $0.01 par valueFTax withholdingDisposed−8,538–F1–54,654Direct
Nov 21, 2022Class A Common Stock, $0.01 par valueSSaleDisposed−928$4.63−$4,296.6453,726Direct
Nov 21, 2022Class A Common Stock, $0.01 par valueSSaleDisposed−3,836$4.59−$17,607.2449,890Direct
Jan 10, 2023Class A Common Stock, $0.01 par valueMOption exerciseAcquired+2,790$0.00$052,680Direct
Jan 10, 2023Class A Common Stock, $0.01 par valueMOption exerciseAcquired+16,741$0.00$069,421Direct
Jan 10, 2023Class A Common Stock, $0.01 par valueFTax withholdingDisposed−7,874–F1–61,547Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueMOption exerciseAcquired+1,444$0.00$062,991Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueMOption exerciseAcquired+1,255$0.00$064,246Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueFTax withholdingDisposed−965–F1–63,281Direct
Mar 15, 2023Class A Common Stock, $0.01 par valueAGrant or awardAcquired+9,945$0.00$073,226Direct
Mar 15, 2023Class A Common Stock, $0.01 par valueFTax withholdingDisposed−4,034–F1–69,192Direct
Apr 29, 2023Class A Common Stock, $0.01 par valueMOption exerciseAcquired+20,000$0.00$089,192Direct
Apr 29, 2023Class A Common Stock, $0.01 par valueFTax withholdingDisposed−8,620–F1–80,572Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 2, 2020Class A Common Stock, $0.01 par valueAGrant or awardAcquired+11,160$0.00$011,160Direct
Jan 10, 2021Class A Common Stock, $0.01 par valueMOption exerciseDisposed−2,790$0.00$08,370Direct
Jan 10, 2022Class A Common Stock, $0.01 par valueMOption exerciseDisposed−2,790$0.00$05,580Direct
Jan 10, 2023Class A Common Stock, $0.01 par valueMOption exerciseDisposed−2,790$0.00$02,790Direct
Jan 2, 2020Class A Common Stock, $0.01 par valueAGrant or awardAcquired+89,286$0.00$089,286Direct
Jan 10, 2021Class A Common Stock, $0.01 par valueMOption exerciseDisposed−5,580$0.00$083,706Direct
Jan 10, 2022Class A Common Stock, $0.01 par valueMOption exerciseDisposed−11,161$0.00$072,545Direct
Jan 10, 2023Class A Common Stock, $0.01 par valueMOption exerciseDisposed−16,741$0.00$055,804Direct
Apr 29, 2020Class A Common Stock, $0.01 par valueMOption exerciseDisposed−20,000$0.00$060,000Direct
Apr 29, 2021Class A Common Stock, $0.01 par valueMOption exerciseDisposed−20,000$0.00$040,000Direct
Apr 29, 2022Class A Common Stock, $0.01 par valueMOption exerciseDisposed−20,000$0.00$020,000Direct
Apr 29, 2023Class A Common Stock, $0.01 par valueMOption exerciseDisposed−20,000$0.00$00Direct
Jan 11, 2021Class A Common Stock, $0.01 par valueAGrant or awardAcquired+5,775$0.00$05,775Direct
Jan 11, 2022Class A Common Stock, $0.01 par valueMOption exerciseDisposed−1,444$0.00$04,331Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueMOption exerciseDisposed−1,444$0.00$02,887Direct
Jan 11, 2022Class A Common Stock, $0.01 par valueAGrant or awardAcquired+5,017$0.00$05,017Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueMOption exerciseDisposed−1,255$0.00$03,762Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueAGrant or awardAcquired+5,590$0.00$05,590Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares withheld at fair market value on vesting date

Referenced by the price of 10 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)