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Steffan Timothy's Form 4 filing

Comstock Holding Companies, Inc. (CHCI) · filed Jul 11, 2024

Accession no.
0001562180-24-005691
Filed
Jul 11, 2024
Trade date
Jan 2, 2020-Apr 29, 2023
Filing delay
1,652 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 26 non-derivative transactions and 18 derivative transactions. Open-market sales total $21.9K. It was filed 1652 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Steffan TimothyCIK 0001778330Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 29, 2020Class A Common Stock, $0.01 par valueMOption exerciseAcquired+20,000$0.00$020,000Direct
Apr 29, 2020Class A Common Stock, $0.01 par valueFTax withholdingDisposed−6,020––13,980Direct
Jan 10, 2021Class A Common Stock, $0.01 par valueMOption exerciseAcquired+2,790$0.00$016,770Direct
Jan 10, 2021Class A Common Stock, $0.01 par valueMOption exerciseAcquired+5,580$0.00$022,350Direct
Jan 10, 2021Class A Common Stock, $0.01 par valueFTax withholdingDisposed−2,510––19,840Direct
Apr 29, 2021Class A Common Stock, $0.01 par valueMOption exerciseAcquired+20,000$0.00$039,840Direct
Apr 29, 2021Class A Common Stock, $0.01 par valueFTax withholdingDisposed−6,020––33,820Direct
Jan 10, 2022Class A Common Stock, $0.01 par valueMOption exerciseAcquired+2,790$0.00$036,610Direct
Jan 10, 2022Class A Common Stock, $0.01 par valueMOption exerciseAcquired+11,161$0.00$047,771Direct
Jan 10, 2022Class A Common Stock, $0.01 par valueFTax withholdingDisposed−5,507––42,264Direct
Jan 11, 2022Class A Common Stock, $0.01 par valueMOption exerciseAcquired+1,444$0.00$043,708Direct
Jan 11, 2022Class A Common Stock, $0.01 par valueFTax withholdingDisposed−516––43,192Direct
Apr 29, 2022Class A Common Stock, $0.01 par valueMOption exerciseAcquired+20,000$0.00$063,192Direct
Apr 29, 2022Class A Common Stock, $0.01 par valueFTax withholdingDisposed−8,538––54,654Direct
Nov 21, 2022Class A Common Stock, $0.01 par valueSSaleDisposed−928$4.63−$4,296.6453,726Direct
Nov 21, 2022Class A Common Stock, $0.01 par valueSSaleDisposed−3,836$4.59−$17,607.2449,890Direct
Jan 10, 2023Class A Common Stock, $0.01 par valueMOption exerciseAcquired+2,790$0.00$052,680Direct
Jan 10, 2023Class A Common Stock, $0.01 par valueMOption exerciseAcquired+16,741$0.00$069,421Direct
Jan 10, 2023Class A Common Stock, $0.01 par valueFTax withholdingDisposed−7,874––61,547Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueMOption exerciseAcquired+1,444$0.00$062,991Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueMOption exerciseAcquired+1,255$0.00$064,246Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueFTax withholdingDisposed−965––63,281Direct
Mar 15, 2023Class A Common Stock, $0.01 par valueAGrant or awardAcquired+9,945$0.00$073,226Direct
Mar 15, 2023Class A Common Stock, $0.01 par valueFTax withholdingDisposed−4,034––69,192Direct
Apr 29, 2023Class A Common Stock, $0.01 par valueMOption exerciseAcquired+20,000$0.00$089,192Direct
Apr 29, 2023Class A Common Stock, $0.01 par valueFTax withholdingDisposed−8,620––80,572Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 2, 2020Class A Common Stock, $0.01 par valueAGrant or awardAcquired+11,160$0.00$011,160Direct
Jan 10, 2021Class A Common Stock, $0.01 par valueMOption exerciseDisposed−2,790$0.00$08,370Direct
Jan 10, 2022Class A Common Stock, $0.01 par valueMOption exerciseDisposed−2,790$0.00$05,580Direct
Jan 10, 2023Class A Common Stock, $0.01 par valueMOption exerciseDisposed−2,790$0.00$02,790Direct
Jan 2, 2020Class A Common Stock, $0.01 par valueAGrant or awardAcquired+89,286$0.00$089,286Direct
Jan 10, 2021Class A Common Stock, $0.01 par valueMOption exerciseDisposed−5,580$0.00$083,706Direct
Jan 10, 2022Class A Common Stock, $0.01 par valueMOption exerciseDisposed−11,161$0.00$072,545Direct
Jan 10, 2023Class A Common Stock, $0.01 par valueMOption exerciseDisposed−16,741$0.00$055,804Direct
Apr 29, 2020Class A Common Stock, $0.01 par valueMOption exerciseDisposed−20,000$0.00$060,000Direct
Apr 29, 2021Class A Common Stock, $0.01 par valueMOption exerciseDisposed−20,000$0.00$040,000Direct
Apr 29, 2022Class A Common Stock, $0.01 par valueMOption exerciseDisposed−20,000$0.00$020,000Direct
Apr 29, 2023Class A Common Stock, $0.01 par valueMOption exerciseDisposed−20,000$0.00$00Direct
Jan 11, 2021Class A Common Stock, $0.01 par valueAGrant or awardAcquired+5,775$0.00$05,775Direct
Jan 11, 2022Class A Common Stock, $0.01 par valueMOption exerciseDisposed−1,444$0.00$04,331Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueMOption exerciseDisposed−1,444$0.00$02,887Direct
Jan 11, 2022Class A Common Stock, $0.01 par valueAGrant or awardAcquired+5,017$0.00$05,017Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueMOption exerciseDisposed−1,255$0.00$03,762Direct
Jan 11, 2023Class A Common Stock, $0.01 par valueAGrant or awardAcquired+5,590$0.00$05,590Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)