Erickson Scott Stanley's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Jun 10, 2024
- Accession no.
- 0001562180-24-004934
- Filed
- Jun 10, 2024
- Trade date
- Jun 7, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.38M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Erickson Scott StanleyCIK 0001879936 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2024 | Class A Common Stock | MOption exerciseAcquired | +9,905 | $4.00 | +$39,620 | 127,534 | Direct | |
| Jun 7, 2024 | Class A Common Stock | FTax withholdingDisposed | −6,015 | $20.24 | −$121,743.6 | 121,519 | Direct | |
| Jun 7, 2024 | Class A Common Stock | SSaleDisposed | −3,890 | $20.24 | −$78,733.6 | 117,629 | Direct | |
| Jun 7, 2024 | Class A Common Stock | SSaleDisposed | −114,314 | $20.09F2 | −$2,296,568.26 | 3,315 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2024 | Class A Common Stock | MOption exerciseDisposed | −9,905 | $0.00 | $0 | 242,360 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $19.84 USD to $20.27 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
Remarks
Chief Revenue Officer