Sethi Subi's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Jun 10, 2024
- Accession no.
- 0001562180-24-004933
- Filed
- Jun 10, 2024
- Trade date
- Jun 6, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $848.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sethi SubiCIK 0001880112 | Officer (Chief Client Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2024 | Class A Common Stock | MOption exerciseAcquired | +33,500 | $4.40 | +$147,400 | 111,019 | Direct | |
| Jun 6, 2024 | Class A Common Stock | FTax withholdingDisposed | −19,163 | $19.56 | −$374,828.28 | 91,856 | Direct | |
| Jun 6, 2024 | Class A Common Stock | SSaleDisposed | −14,337 | $19.91F1 | −$285,449.67 | 77,519 | Direct | |
| Jun 6, 2024 | Class A Common Stock | MOption exerciseAcquired | +16,500 | $4.40 | +$72,600 | 94,019 | Direct | |
| Jun 6, 2024 | Class A Common Stock | FTax withholdingDisposed | −9,439 | $19.56 | −$184,626.84 | 84,580 | Direct | |
| Jun 6, 2024 | Class A Common Stock | SSaleDisposed | −7,061 | $19.71F2 | −$139,172.31 | 77,519 | Direct | |
| Jun 6, 2024 | Class A Common Stock | MOption exerciseAcquired | +50,000 | $4.40 | +$220,000 | 127,519 | Direct | |
| Jun 6, 2024 | Class A Common Stock | FTax withholdingDisposed | −28,650 | $19.56 | −$560,394 | 98,869 | Direct | |
| Jun 6, 2024 | Class A Common Stock | SSaleDisposed | −21,350 | $19.86F3 | −$424,011 | 77,519 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2024 | Class A Common Stock | MOption exerciseDisposed | −33,500 | $0.00 | $0 | 0 | Direct | |
| Jun 6, 2024 | Class A Common Stock | MOption exerciseDisposed | −16,500 | $0.00 | $0 | 57,931 | Direct | |
| Jun 6, 2024 | Class A Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 7,931 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $19.70 USD to $20.05 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $19.43 USD to $19.88 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $19.48 USD to $20.19 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.