Khosrowshahi Dara's Form 4 filing
Uber Technologies, IncUBER · filed May 17, 2024
- Accession no.
- 0001562180-24-004175
- Filed
- May 17, 2024
- Trade date
- May 17, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $33.0M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Khosrowshahi DaraCIK 0001184237 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2024 | Common Stock | MOption exerciseAcquired | +500,000 | $33.65 | +$16,825,000 | 1,656,996 | Direct | |
| May 17, 2024 | Common Stock | MOption exerciseAcquired | +500,000 | $33.65 | +$16,825,000 | 2,156,996 | Direct | |
| May 17, 2024 | Common Stock | SSaleDisposed | −500,000 | $65.93F2 | −$32,965,000 | 1,656,996 | Direct | |
| May 17, 2024 | Common Stock | FTax withholdingDisposed | −387,217 | $65.93F2 | −$25,529,216.81 | 1,269,779 | Direct | |
| May 17, 2024 | Common Stock | FTax withholdingDisposed | −4,303 | $66.58F3 | −$286,493.74 | 1,265,476 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2024 | Common Stock | MOption exerciseDisposed | −500,000 | $0.00 | $0 | 250,000 | Direct | |
| May 17, 2024 | Common Stock | MOption exerciseDisposed | −500,000 | $0.00 | $0 | 1,250,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.53 to $66.52, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
Referenced by the price of 2 transactions in Table I.
- F3
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.54 to $66.63, inclusive.
Referenced by the price of 1 transaction in Table I.