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Xia Howard H.'s Form 4 filing

Coherent Corp. (COHR) · filed May 17, 2024

Accession no.
0001562180-24-004124
Filed
May 17, 2024
Trade date
May 15-16, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $117.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Xia Howard H.CIK 0001517296Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 15, 2024Common StockMOption exerciseAcquired+1,000$13.99+$13,99045,916Direct
May 15, 2024Common StockSSaleDisposed−1,000$58.00−$58,00044,916Direct
May 16, 2024Common StockMOption exerciseAcquired+1,000$13.99+$13,99045,916Direct
May 16, 2024Common StockSSaleDisposed−1,000$59.00−$59,00044,916Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 15, 2024Common StockMOption exerciseDisposed−1,000$0.00$03,000Direct
May 16, 2024Common StockMOption exerciseDisposed−1,000$0.00$02,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)