Hom James Ming's Form 4/A amendment
AmendedSoundhound AI, Inc. (SOUN) · filed Mar 21, 2024
- Accession no.
- 0001562180-24-002930
- Filed
- Mar 21, 2024
- Trade date
- Mar 11-13, 2024
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Mar 13, 2024
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market sales total $301.0K. It was filed 10 days after the trade.
This amendment replaces 0001562180-24-002662 (filed Mar 13, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hom James MingCIK 0001920481 | Director, Officer (Chief Product Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2024 | Class A Common Stock | SSaleDisposed | −50,416 | $5.97 | −$300,983.52 | 512,732 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2024 | Class A Common Stock | SSaleDisposed | −200,000 | $8.01 | −$1,602,000 | 2,012,588 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.