Hughes James A's Form 4 filing
Unity Bancorp Inc (UNTY) · filed Mar 7, 2024
- Accession no.
- 0001562180-24-002391
- Filed
- Mar 7, 2024
- Trade date
- Mar 5-6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $31.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hughes James ACIK 0001238304 | Director, Officer (President/CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock | MOption exerciseAcquired | +2,013 | $7.25 | +$14,594.25 | 138,891 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −1,156 | $27.28 | −$31,535.68 | 137,735 | Direct | |
| Mar 6, 2024 | Common Stock | MOption exerciseAcquired | +2,000 | $7.25 | +$14,500 | 139,735 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock | MOption exerciseDisposed | −2,013 | $0.00 | $0 | 113,000 | Direct | |
| Mar 6, 2024 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 111,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.