Ball Eric R.'s Form 4 filing
Soundhound AI, Inc. (SOUN) · filed Feb 28, 2024
- Accession no.
- 0001562180-24-001922
- Filed
- Feb 28, 2024
- Trade date
- Feb 26-27, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions. Open-market sales total $534.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ball Eric R.CIK 0001588852 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2024 | Class A Common Stock | SSaleDisposed | −50,000 | $5.00F2 | −$250,000 | 530,250 | Indirect | |
| Feb 27, 2024 | Class A Common Stock | SSaleDisposed | −40,000 | $7.12 | −$284,800 | 490,250 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades during the day at prices ranging from $5.00 to $5.01. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.