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Lyons Robert C's Form 4 filing

Gatx Corp (GATX) · filed Feb 14, 2024

Accession no.
0001562180-24-001303
Filed
Feb 14, 2024
Trade date
Feb 13, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.43M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lyons Robert CCIK 0001204288Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 13, 2024Common StockMOption exerciseAcquired+19,300$69.74+$1,345,98264,010Direct
Feb 13, 2024Common StockSSaleDisposed−15,048$125.48−$1,888,223.0448,962Direct
Feb 13, 2024Common StockSSaleDisposed−4,252$126.47F2−$537,750.4444,710Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 13, 2024Common StockMOption exerciseDisposed−19,300$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sale price. The highest price at which shares were sold was $126.7700 and the lowest price at which shares were sold was $126.1300. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)