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Young Jeffery R.'s Form 4 filing

Gatx Corp (GATX) · filed Feb 1, 2024

Accession no.
0001562180-24-000908
Filed
Feb 1, 2024
Trade date
Jan 30-31, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $24.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Young Jeffery R.CIK 0001632764Officer (SVP, Chief Tax Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 30, 2024Common StockMOption exerciseAcquired+867$103.15+$89,431.057,738Direct
Jan 30, 2024Common StockMOption exerciseAcquired+1,034$91.36+$94,466.248,772Direct
Jan 30, 2024Common StockMOption exerciseAcquired+1,200$113.28+$135,9369,972Direct
Jan 30, 2024Common StockFTax withholdingDisposed−759$127.66−$96,893.949,213Direct
Jan 30, 2024Common StockFTax withholdingDisposed−842$127.66−$107,489.728,371Direct
Jan 30, 2024Common StockFTax withholdingDisposed−1,112$127.66−$141,957.927,259Direct
Jan 31, 2024Common StockSSaleDisposed−194$126.29F1−$24,500.267,065Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 30, 2024Common StockMOption exerciseDisposed−1,034$0.00$00Direct
Jan 30, 2024Common StockMOption exerciseDisposed−867$0.00$0867Direct
Jan 30, 2024Common StockMOption exerciseDisposed−1,200$0.00$02,400Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average sale price. The highest price at which shares were sold was $126.3100 and the lowest price at which shares were sold was $126.2700. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)