Higginbotham Robert C.T.'s Form 4 filing
Price T Rowe Group IncTROW · filed Nov 22, 2023
- Accession no.
- 0001562180-23-007872
- Filed
- Nov 22, 2023
- Trade date
- Sep 15-Nov 21, 2023
- Filing delay
- 68 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $3.86M. It was filed 68 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Higginbotham Robert C.T.CIK 0001763753 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Common Stock | SSaleDisposed | 0 | $110.00 | $0 | 70,855 | Direct | |
| Nov 21, 2023 | Common Stock | SSaleDisposed | −40,000 | $96.52F1 | −$3,860,800 | 30,855 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The range of prices for this transaction were $96.47 to $97.01. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.