Easterly Aaron's Form 4 filing
Rover Group, Inc. (ROVR) · filed Nov 17, 2023
- Accession no.
- 0001562180-23-007770
- Filed
- Nov 17, 2023, 7:19 PM ET
- Trade date
- Nov 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $800.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Easterly AaronCIK 0001853482 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +65,800 | $0.36 | +$23,688 | 4,042,870 | Direct | |
| Nov 15, 2023 | Class A Common Stock | SSaleDisposed | −65,800 | $7.93 | −$521,886.12 | 3,977,070 | Direct | |
| Nov 16, 2023 | Class A Common Stock | MOption exerciseAcquired | +7,100 | $0.36 | +$2,556 | 3,984,170 | Direct | |
| Nov 16, 2023 | Class A Common Stock | SSaleDisposed | −14,100 | $8.13 | −$114,633 | 3,970,070 | Direct | |
| Nov 17, 2023 | Class A Common Stock | MOption exerciseAcquired | +16,846 | $0.36 | +$6,064.56 | 3,986,916 | Direct | |
| Nov 17, 2023 | Class A Common Stock | SSaleDisposed | −20,100 | $8.15 | −$163,766.76 | 3,966,816 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −65,800 | $0.00 | $0 | 23,946 | Direct | |
| Nov 16, 2023 | Class A Common Stock | MOption exerciseDisposed | −7,100 | $0.00 | $0 | 16,846 | Direct | |
| Nov 17, 2023 | Class A Common Stock | MOption exerciseDisposed | −16,846 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.