Stromberg William J's Form 4 filing
Price T Rowe Group IncTROW · filed Nov 17, 2023
- Accession no.
- 0001562180-23-007751
- Filed
- Nov 17, 2023
- Trade date
- Nov 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $984.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stromberg William JCIK 0001352578 | Director, Officer (Non-Executive COB) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | SSaleDisposed | −5,000 | $98.49F1 | −$492,450 | 52,000 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −5,000 | $98.47F2 | −$492,350 | 49,000 | Indirect | |
| Nov 16, 2023 | Common Stock | GGiftDisposed | −5,000 | $0.00 | $0 | 458,832 | Direct | |
| Nov 16, 2023 | Common Stock | GGiftAcquired | +5,000 | $0.00 | $0 | 54,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The range of prices for this transaction were $98.4802 to $98.5200. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The range of prices for this transaction were $98.4554 to $98.50. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.