Easterly Aaron's Form 4 filing
Rover Group, Inc. (ROVR) · filed Nov 15, 2023
- Accession no.
- 0001562180-23-007702
- Filed
- Nov 15, 2023, 6:21 PM ET
- Trade date
- Nov 13-14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.58M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Easterly AaronCIK 0001853482 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 13, 2023 | Class A Common Stock | MOption exerciseAcquired | +100,000 | $0.36 | +$36,000 | 4,077,070 | Direct | |
| Nov 13, 2023 | Class A Common Stock | SSaleDisposed | −100,000 | $7.82 | −$781,800 | 3,977,070 | Direct | |
| Nov 14, 2023 | Class A Common Stock | MOption exerciseAcquired | +100,000 | $0.36 | +$36,000 | 4,077,070 | Direct | |
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −100,000 | $7.94 | −$794,100 | 3,977,070 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 13, 2023 | Class A Common Stock | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 189,746 | Direct | |
| Nov 14, 2023 | Class A Common Stock | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 89,746 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.