Sidhu Jay S's Form 4 filing
Customers Bancorp, Inc. (CUBB) · filed Nov 1, 2023
- Accession no.
- 0001562180-23-007473
- Filed
- Nov 1, 2023
- Trade date
- Oct 31, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.94M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sidhu Jay SCIK 0001222371 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2023 | Common Stock | MOption exerciseAcquired | +100,000 | $15.23 | +$1,523,000 | 1,378,124 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −100,000 | $39.42 | −$3,942,000 | 1,278,124 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2023 | Common Stock | MOption exerciseDisposed | −100,000 | $15.23 | −$1,523,000 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.