Sahai Sandeep's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Sep 19, 2023
- Accession no.
- 0001562180-23-006927
- Filed
- Sep 19, 2023
- Trade date
- Sep 15, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $957.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sahai SandeepCIK 0001879927 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +41,663 | $4.40 | +$183,317.2 | 76,113 | Direct | |
| Sep 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −24,048 | $19.14 | −$460,278.72 | 52,065 | Direct | |
| Sep 15, 2023 | Class A Common Stock | SSaleDisposed | −17,615 | $19.14F2 | −$337,151.1 | 34,450 | Direct | |
| Sep 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +64,905 | $4.00 | +$259,620 | 99,355 | Direct | |
| Sep 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −36,719 | $19.14 | −$702,801.66 | 62,636 | Direct | |
| Sep 15, 2023 | Class A Common Stock | SSaleDisposed | −28,186 | $19.14F2 | −$539,480.04 | 34,450 | Direct | |
| Sep 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +9,671 | $4.00 | +$38,684 | 44,121 | Direct | |
| Sep 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −5,472 | $19.14 | −$104,734.08 | 38,649 | Direct | |
| Sep 15, 2023 | Class A Common Stock | SSaleDisposed | −4,199 | $19.14F2 | −$80,368.86 | 34,450 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −41,663 | $0.00 | $0 | 984,532 | Direct | |
| Sep 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −64,905 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −9,671 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $18.96 USD to $19.36 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 3 transactions in Table I.