Hawkins Nicholas B.'s Form 4 filing
Arteris, Inc. (AIP) · filed Sep 6, 2023
- Accession no.
- 0001562180-23-006761
- Filed
- Sep 6, 2023
- Trade date
- Sep 1-6, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions. Open-market sales total $5.33K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hawkins Nicholas B.CIK 0001549550 | Officer (VP and Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Common Stock | FTax withholdingDisposed | −401 | $7.18 | −$2,879.18 | 335,536 | Direct | |
| Sep 6, 2023 | Common Stock | SSaleDisposed | −758 | $7.03 | −$5,328.74 | 334,778 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.