Pittman Raymond J's Form 4/A amendment
AmendedMatterport, Inc.MTTR · filed Sep 6, 2023
- Accession no.
- 0001562180-23-006751
- Filed
- Sep 6, 2023
- Trade date
- Sep 5, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 6, 2023
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $714.4K. It was filed 1 day after the trade.
This amendment restates part of 0001562180-23-006721 (filed Sep 6, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pittman Raymond JCIK 0001071665 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2023 | Class A Common Stock | SSaleDisposed | −273,720 | $2.61F3 | −$714,409.2 | 2,669,423 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001562180-23-006721 (filed Sep 6, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Class A Common Stock | MOption exerciseAcquired | +57,500 | $0.00 | $0 | 2,943,143 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Class A Common Stock | MOption exerciseDisposed | −57,500 | $0.00 | $0 | 4,540,614 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4 filing had September 1, 2023 as the sale date. This Form 4/A is only to amend the transaction sale date to September 5, 2023.
- F2
The sales reported on this Form 4 represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting and settlement of restricted stock unit awards.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.59 to $2.645. The reporting person undertakes to provide Matterport, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.