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Geraci Vincent's Form 4 filing

Unity Bancorp Inc (UNTY) · filed Jun 15, 2023

Accession no.
0001562180-23-005191
Filed
Jun 15, 2023
Trade date
Jun 13, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $170.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Geraci VincentCIK 0001850975Officer (Director of Mortgage Lending)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 13, 2023Common StockMOption exerciseAcquired+200$9.63+$1,9262,369Direct
Jun 13, 2023Common StockMOption exerciseAcquired+5,000$18.64+$93,2007,369Direct
Jun 13, 2023Common StockMOption exerciseAcquired+2,000$14.60+$29,2009,369Direct
Jun 13, 2023Common StockSSaleDisposed−2,000$23.34−$46,6807,369Direct
Jun 13, 2023Common StockSSaleDisposed−5,000$23.77−$118,8502,369Direct
Jun 13, 2023Common StockSSaleDisposed−200$23.68−$4,7362,169Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 13, 2023Common StockMOption exerciseDisposed−5,000$0.00$04,700Direct
Jun 13, 2023Common StockMOption exerciseDisposed−2,000$0.00$02,700Direct
Jun 13, 2023Common StockMOption exerciseDisposed−200$0.00$02,500Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)