Fernandez Jose Rafael's Form 4 filing
Ofg Bancorp (OFG) · filed Jun 9, 2023
- Accession no.
- 0001562180-23-005039
- Filed
- Jun 9, 2023
- Trade date
- Jun 7-8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $562.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fernandez Jose RafaelCIK 0001254550 | Director, Officer (CEO & Vice Chairperson BOD) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Common Stock | SSaleDisposed | −20,152 | $27.89 | −$562,039.28 | 0 | Indirect | |
| Jun 8, 2023 | Common Stock | MOption exerciseAcquired | +52,300 | $16.10 | +$842,030 | 469,063.69 | Direct | |
| Jun 8, 2023 | Common Stock | FTax withholdingDisposed | −30,030 | $28.04 | −$842,041.2 | 439,033.69 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2023 | Common Stock | MOption exerciseDisposed | −52,300 | –F3 | – | 46,300 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The executive is exercising a derivative security.
Referenced by the price of 1 transaction in Table II.