Isto Mark's Form 4 filing
Royal Gold Inc (RGLD) · filed May 11, 2023
- Accession no.
- 0001562180-23-004055
- Filed
- May 11, 2023
- Trade date
- May 8, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 9 derivative transactions. Open-market sales total $1.37M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Isto MarkCIK 0001678642 | Officer (EVP & COO of Royal Gold Corp) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +1,518 | $65.85 | +$99,960.3 | 31,955 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +1,768 | $56.54 | +$99,962.72 | 33,723 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +3,261 | $87.42 | +$285,076.62 | 36,984 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +7,100 | $124.60 | +$884,660 | 44,084 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +480 | $121.12 | +$58,137.6 | 44,564 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +1,200 | $83.29 | +$99,948 | 45,764 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +6,602 | $77.73 | +$513,173.46 | 52,366 | Direct | |
| May 8, 2023 | Common stock | DReturned to the companyDisposed | −11,125 | $141.16 | −$1,570,405 | 41,241 | Direct | |
| May 8, 2023 | Common Stock | FTax withholdingDisposed | −1,144 | $141.60 | −$161,990.4 | 40,097 | Direct | |
| May 8, 2023 | Common Stock | SSaleDisposed | −9,660 | $141.89F3 | −$1,370,657.4 | 30,437 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −7,100 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −480 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −2,499 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −5,316 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −762 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −1,200 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −1,286 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −1,518 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −1,768 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $141.46 to $142.18; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.