Dearen Danny L.'s Form 4 filing
Axonics, Inc. (AXNX) · filed Apr 4, 2023
- Accession no.
- 0001562180-23-003425
- Filed
- Apr 4, 2023
- Trade date
- Mar 31, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $829.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dearen Danny L.CIK 0001756438 | Officer (President & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2023 | Common Stock | MOption exerciseAcquired | +6,633 | $14.19 | +$94,122.27 | 30,626 | Direct | |
| Mar 31, 2023 | Common Stock | MOption exerciseAcquired | +5,468 | $25.82 | +$141,183.76 | 36,094 | Direct | |
| Mar 31, 2023 | Common Stock | MOption exerciseAcquired | +2,899 | $1.63 | +$4,725.37 | 38,993 | Direct | |
| Mar 31, 2023 | Common Stock | SSaleDisposed | −7,198 | $54.83F2 | −$394,666.34 | 31,795 | Direct | |
| Mar 31, 2023 | Common Stock | SSaleDisposed | −7,802 | $55.68F3 | −$434,415.36 | 23,993 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2023 | Common Stock | MOption exerciseDisposed | −6,633 | $0.00 | $0 | 15,209 | Direct | |
| Mar 31, 2023 | Common Stock | MOption exerciseDisposed | −5,468 | $0.00 | $0 | 7,032 | Direct | |
| Mar 31, 2023 | Common Stock | MOption exerciseDisposed | −2,899 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $54.49 to $55.4839. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $55.49 to $55.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.